Today

Thursday Dec 09th


Compliance Legal Operations

$60.00 / hr


Remote / 40 hrs / Full-Time / Contract / Ongoing / Mid-Level (5-15 Years)


Looking for a compliance-focused mid-level legal operations professional to play a key role in a growing financial tech company.

Daily Tasks/ Requirements: 

  • Assist with licensing needs and fillings, including NMLS system financial licenses.
  • Coordinate collection and submission of documents related to licensing process
  • Strong written communication skills and ability to professionally communicate written requests.
  • Comfortable interacting with various teams to proactively gather information
  • Ability to work independently, while driving projects with minimal supervision
  • Prior experience working with regulator requests
  • Highly organized
  • Prior experience working with NMLS

This is a part-time role (25-30 hrs per week) with the opportunity to go full-time for the right fit.


Practice Areas

Ethics & Compliance, Policy Creation & Implementation, SEC Compliance, Due Diligence


Skills

Due Diligence, Ethics and Compliance, Licensing


Industries

Technology


Seniority

Mid-Level (5-15 Years)


Location

Remote


Start Date

This Month


Length

Full-Time / Contract


Technologies

Slack, Google Docs, Google Sheets, Jira

September 29, 2021 at 1:01 pm

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