Preliminary Prospectus The initial draft registration statement filed with the SEC prior to an IPO, to provide material information to prospective shareholders about the company's business, management, ownership, strategic initiatives and financial statements. Home Resources Startup Law Dictionary Preliminary Prospectus Return to Glossary Need legal help? Schedule a free consultation with a world-class startup attorney on LawTrades. LET'S CHAT Roy G. Business Attorney Heather N. Business Attorney Jared S. Business Attorney Tell us about your project We'll connect you with a vetted attorney in just a few minutes. Trusted by top companies like :