Stock Exchange A formally organized marketplace where securities are traded by members of the exchange, acting as agents (brokers) and as principals (dealers or traders), and which requires registration under the Section 6 of the Exchange Act. Home Resources Startup Law Dictionary Stock Exchange Return to Glossary Need legal help? Schedule a free consultation with a world-class startup attorney on LawTrades. LET'S CHAT Roy G. Business Attorney Heather N. Business Attorney Jared S. Business Attorney Tell us about your project We'll connect you with a vetted attorney in just a few minutes. Trusted by top companies like :