Transfer Agent A financial institution that a corporation designates to maintain investors’ records, transactions and account balances; to handle investor correspondence; and to cancel or issue security or stock certificates. Home Resources Startup Law Dictionary Transfer Agent Return to Glossary Need legal help? Schedule a free consultation with a world-class startup attorney on LawTrades. LET'S CHAT Roy G. Business Attorney Heather N. Business Attorney Jared S. Business Attorney Tell us about your project We'll connect you with a vetted attorney in just a few minutes. Trusted by top companies like :