Marketplace / Securities Law
Counsel for financing, disclosure, and governance.
Hire securities lawyers for offering documents, reporting, investigations, and financial transactions. Define the scope and experience needed for your matter.
Scope of support
What securities lawyers
can help with
01Public offerings and registration
Scope counsel for offering documents, registration work and disclosure questions.
02Private offerings
Support transaction documents, investor terms and legal review for a proposed private offering.
03Investigations and inquiries
Scope counsel for securities-related inquiries, internal investigations and response strategy.
04Governance and reporting
Support disclosure, board, financial-reporting and internal-policy work.
05Regulated financial businesses
Define compliance work for broker-dealers or investment advisers in the engagement brief.
06Structured transactions
Scope legal support for derivatives and structured-finance documentation.
From need to engagement
Bring the context.
Discuss the fit.
Describe the work
Outline the matter, priorities, timing and kind of experience your team needs.
Review the experience
Discuss relevant background and how the professional would work with your team.
Agree on the scope
Review responsibilities and engagement terms before deciding how to proceed.
Before you get started
A few useful
hiring questions.
What should I scope for an offering?
Identify the financing and documentation work required, including whether the matter concerns a public or private offering. Discuss the required experience and engagement with counsel.
What work can a securities investigation brief describe?
Describe any regulatory inquiries, internal investigation or response work needed. Confirm counsel’s relevant experience and availability.
How do public-company matters differ from a private offering brief?
Describe whether the work involves public-company filing and disclosure, private-offering documents or investor terms. Agree on the scope with counsel.
The next step
Start with the work
your team needs.
Find securities lawyers for the scope you have in mind.
Find securities counsel